Fundamental Rights are enshrined in Part III of the Indian Constitution, covering Articles 12 to 35. The framers of the Constitution drew inspiration from the United States Constitution, specifically the Bill of Rights. Part III of the Constitution is often referred to as the “Magna Carta of India” due to its comprehensive and detailed list of justiciable rights.
These rights are considered more extensive than those found in the constitutions of many other countries, including the U.S. Fundamental Rights are guaranteed to all individuals regardless of discrimination, promoting the equality of all, preserving individual dignity, and supporting the public interest and national unity.
The purpose of these rights is to uphold the principles of political democracy and prevent the establishment of authoritarian rule. They safeguard individual liberties and freedoms against violations by the state, acting as checks on potential executive tyranny and arbitrary laws enacted by the legislature. Essentially, they aim to establish “a government of laws and not of men.”
The term “Fundamental Rights” reflects their guaranteed protection by the Constitution, which serves as the fundamental law of the land. These rights are also termed “fundamental” because they are crucial for the all-round development of individuals—material, intellectual, moral, and spiritual.
Initially, the Constitution recognized seven Fundamental Rights:
However, the Right to Property was removed from the list of Fundamental Rights by the 44th Amendment Act in 1978, and is now recognized as a legal right under Article 300-A in Part XII of the Constitution. As a result, there are currently six Fundamental Rights in the Constitution.
The Fundamental Rights guaranteed by the Indian Constitution are characterized by several key features:
These features highlight the significance of Fundamental Rights in protecting individual liberties while also allowing for the governance necessary to maintain social order and public interest.
In the context of the Indian Constitution, the term “State” is used in various provisions related to Fundamental Rights. Article 12 specifically defines “State” for the purposes of Part III of the Constitution. According to this article, the term “State” comprises the following entities:
The definition of “State” is thus broad and inclusive, ensuring that all agencies and bodies acting on behalf of the government are encompassed within this term. Actions taken by these agencies can be contested in court if they are believed to violate Fundamental Rights.
Additionally, the Supreme Court has clarified that even private bodies or agencies functioning as instruments of the State fall under the definition of “State” as outlined in Article 12. This broad interpretation allows for comprehensive protection of Fundamental Rights against various forms of authority.
Article 13 of the Indian Constitution states that any law that contradicts or undermines any Fundamental Rights shall be declared void. This article explicitly establishes the principle of judicial review, granting the Supreme Court (under Article 32) and the High Courts (under Article 226) the authority to declare laws unconstitutional and invalid if they violate Fundamental Rights.
The definition of “law” in Article 13 includes a broad range of legal provisions, encompassing the following:
As a result, not only legislative enactments but also the aforementioned types of laws can be challenged in court for violating Fundamental Rights and can, therefore, be declared void.
Moreover, Article 13 specifies that constitutional amendments do not fall within the definition of “law” and, as such, cannot be challenged. However, in the landmark Kesavananda Bharati case (1973), the Supreme Court ruled that a constitutional amendment may indeed be subject to challenge if it infringes upon a Fundamental Right that is considered part of the “basic structure” of the Constitution, thus making it void.
This ruling underscore the significance of Fundamental Rights in the constitutional framework and affirms the judiciary’s role in protecting those rights against any potential infringement through legislation or constitutional amendments.
Here is an overview of the Fundamental Rights enshrined in the Indian Constitution, categorized by their respective articles:
This overview elucidates the fundamental rights that safeguard individual freedoms and liberties in India, ensuring equality, justice, and protection from exploitation.
The Fundamental Rights in India primarily apply to citizens, but certain rights are also accessible to foreigners (excluding enemy aliens). Below is a summary of Fundamental Rights categorized into those available only to citizens and those available to both citizens and foreigners:
(i) Speech and expression
(ii) Assembly
(iii) Association
(iv) Movement
(v) Residence
(vi) Profession (Article 19).
Freedom of conscience and the right to profess, practice, and propagate religion (Article 25).
Freedom to manage religious affairs (Article 26).
Freedom from taxation for the promotion of any religion (Article 27).
Freedom from attending religious instruction or worship in certain educational institutions (Article 28).
This categorization illustrates the distinct framework for Fundamental Rights in India, highlighting the privileges afforded to citizens while ensuring some protections extend to non-citizens as well.
Article 14 of the Indian Constitution states that the State shall not deny any person equality before the law or the equal protection of the laws within the territory of India. This provision applies to all individuals, including both citizens and foreigners. The term “person” encompasses legal entities such as statutory corporations, companies, and registered societies.
The principle of “equality before law” has its roots in British law, while the concept of “equal protection of laws” is derived from the American Constitution. The former means:
(a) There are no special privileges for any person.
(b) All individuals are subject to the ordinary laws of the land as administered by regular courts.
(c) No individual, whether rich or poor, high or low, official or non-official, is above the law.
Conversely, “equal protection of laws” entails:
(a) Equal treatment in similar circumstances, both concerning privileges and legal liabilities.
(b) The same laws must apply to all persons in similar situations.
(c) Similar cases should be treated alike without discrimination.
Thus, while the first concept emphasizes the absence of privileges, the second focuses on equality of treatment. Both aim to establish a foundation of legal equality and justice.
The Supreme Court has determined that Article 14 does not apply when equals and unequals are treated differently. While it prohibits class legislation, it allows for reasonable classification of persons, objects, and transactions. However, this classification must not be arbitrary or artificial; it should be based on an intelligible criterion and a substantial distinction.
The concept of “equality before law” is a fundamental aspect of the Rule of Law, as articulated by British jurist A.V. Dicey. His doctrine includes three essential components:
(i) Absence of Arbitrary Power: No individual can be punished without a breach of law.
(ii) Equality Before the Law: All citizens (rich or poor, high or low, official or non-official) are equally subject to the ordinary laws administered by regular courts.
(iii) Primacy of Individual Rights: In Dicey’s view, the Constitution arises from individual rights as defined and enforced by courts, rather than being the source of these rights.
In the Indian constitutional framework, the principles of “equality before law” and “equal protection of the laws” (as embodied in Article 14) are applicable and form an essential part of the legal system. However, the notion of a “primacy of individual rights” as a separate concept is not applicable in the same way. Instead, in India, the Constitution itself serves as the foundation for individual rights.
The Supreme Court has affirmed that the “Rule of Law,” as encapsulated in Article 14, constitutes a “basic feature” of the Constitution. This designation means that the principles of equality under the law cannot be altered or removed even through constitutional amendments. Therefore, the integrity of this fundamental aspect of governance is preserved, ensuring that all individuals are treated equally and justly under the law.
While the principle of equality before the law is fundamental in the Indian Constitution, it is not absolute and is subject to certain constitutional exceptions. Below are the key exceptions outlined:
1. Immunities for the President and Governors (Article 361):
(i) The President and the Governors are not answerable to any court for actions taken during the exercise of their official duties.
(ii) No criminal proceedings can be initiated or continued against the President or Governor in any court during their term of office.
(iii) Courts cannot issue processes for the arrest or imprisonment of the President or Governor while they hold office.
(iv) No civil proceedings can be instituted against the President or the Governor in relation to actions taken in their personal capacity during their term, unless a two-month notice has been given.
These exceptions illustrate that while equality before the law is a core principle, there are specific provisions in the Constitution that protect certain individuals and roles from legal accountability in order to maintain the functioning of government and legislative processes.
The second provision of Article 15 states that no citizen shall face any disability, liability, restriction, or condition based solely on religion, race, caste, sex, or place of birth regarding:
(a) Access to shops, public restaurants, hotels, and public entertainment venues, or
(b) Use of wells, tanks, bathing ghats, roads, and other places of public resort maintained wholly or partly by state funds or dedicated to the use of the general public.
This provision prohibits discrimination not only by the State but also by private individuals, whereas the first provision restricts discrimination only by the State.
There are specific exceptions to the rule of non-discrimination under Article 15, allowing the State to create special provisions:
Overall, these exceptions to Article 15 highlight the Constitution’s aim to address inequalities and promote social justice within the framework of equality.
The provision for reservation for Other Backward Classes (OBCs) in educational institutions was incorporated into the Constitution by the 93rd Amendment Act of 2005. To implement this provision, the Central Government enacted the Central Educational Institutions (Reservation in Admission) Act, 2006, which allocates a quota of 27% for OBC candidates in all central higher educational institutions, including the Indian Institutes of Technology (IITs) and the Indian Institutes of Management (IIMs).
In April 2008, the Supreme Court upheld the validity of both the 93rd Amendment Act and the OBC Quota Act, while directing the Central Government to exclude the ‘creamy layer’ (the more advanced sections) among OBCs when enforcing the law.
The ‘creamy layer’ is defined to include the following categories of individuals, who will not benefit from the reservation:
The 103rd Amendment Act of 2019 introduced a provision for the reservation of 10% for Economically Weaker Sections (EWSs) in educational institutions. This reservation applies to individuals who are not already covered under any existing reservation schemes for Scheduled Castes (SCs), Scheduled Tribes (STs), and OBCs. The eligibility criteria for EWS status are outlined as follows:
These provisions reflect India’s commitment to addressing economic disparities and ensuring that marginalized sections of society receive equitable access to education and opportunities.
Article 16 of the Indian Constitution guarantees equality of opportunity for all citizens regarding employment or appointment to any office under the State. It stipulates that no citizen should face discrimination or be declared ineligible for any position based solely on religion, race, caste, sex, descent, place of birth, or residence.
However, there are four exceptions to this general rule of equality of opportunity in public employment:
These provisions ensure that while equality of opportunity is upheld, certain exceptions allow for the consideration of social and economic inequalities, promoting a more equitable workforce within the Indian public sector.
In 1979, the Morarji Desai Government established the Second Backward Classes Commission, chaired by B.P. Mandal, pursuant to Article 340 of the Indian Constitution. The commission’s mandate was to investigate the conditions of socially and educationally backward classes and recommend measures for their advancement. In 1980, the commission submitted its report, identifying 3,743 castes as socially and educationally backward, which constituted nearly 52% of the population, excluding Scheduled Castes (SCs) and Scheduled Tribes (STs).
The Mandal Commission recommended a reservation of 27% of government jobs for Other Backward Classes (OBCs), which would increase the total reservation for SCs, STs, and OBCs to 50%. This recommendation was implemented a decade later, in 1990, when the V.P. Singh Government officially declared a 27% reservation in government jobs for OBCs.
In 1991, the Narasimha Rao Government introduced two significant changes:
(a) Preference would be given to the poorer sections within the OBC quota, thereby adopting economic criteria for granting reservations.
(b) An additional 10% reservation was allocated for economically backward sections of the higher castes not covered by any existing reservation schemes.
The landmark Mandal case (1992) saw the Supreme Court thoroughly examining the scope and extent of Article 16(4), which provides for job reservations for backward classes. The Court upheld the constitutional validity of the 27% reservation for OBCs but rejected the additional 10% reservation for economically backward higher castes. The Supreme Court placed several conditions on the OBC reservation:
The Mandal Commission and the subsequent developments played a pivotal role in shaping the policies regarding reservations for backward classes in India, influencing social dynamics and political discourse.Top of Form
The 103rd Amendment Act of 2019 introduced an exception that allows for a 10% reservation for Economically Weaker Sections (EWSs) in civil posts and services within the Government of India. This reservation is specifically for EWSs who are not already benefiting from existing reservation schemes for Scheduled Castes (SCs), Scheduled Tribes (STs), and Other Backward Classes (OBCs). The eligibility criteria for this provision are detailed under Article 15.
There are specific scientific and technical posts that may be exempt from this reservation, provided they meet all the following criteria:
Article 17 of the Indian Constitution abolishes ‘untouchability’ and prohibits its practice in any form. Any enforcement of disability resulting from untouchability is considered an offense punishable by law. In 1976, the Untouchability (Offences) Act of 1955 was amended and renamed the Protection of Civil Rights Act of 1955 to expand its scope and strengthen its penalties. This Act defines ‘civil right’ as any right arising due to the abolition of untouchability by Article 17. Although the term ‘untouchability’ is not explicitly defined in the Constitution or the Act, the Mysore High Court clarified that Article 17 addresses the historical practice of untouchability, relating to social disabilities based on caste, rather than a literal or grammatical interpretation. The Supreme Court has also affirmed that rights under Article 17 apply against private individuals, and the State has a duty to uphold this right.
Article 19 of the Indian Constitution ensures six fundamental rights for all citizens:
Initially, Article 19 included a seventh right—the right to acquire, hold, and dispose of property—but this was removed by the 44th Amendment Act in 1978.
These rights are protected against actions by the state, not private individuals. They apply exclusively to citizens and to shareholders of companies, but not to foreigners or legal entities like companies and corporations. The State may impose ‘reasonable’ restrictions on these rights only for reasons specified within Article 19 itself.
This right allows every citizen to express their views, opinions, beliefs, and convictions freely using words, writing, printing, imaging, or in any other way. The Supreme Court has clarified that this freedom includes:
The State may impose reasonable restrictions on the exercise of the freedom of speech and expression for specific reasons, which include:
These grounds help balance individual freedoms with the need to maintain order and protect the interests of the state and society.
Every citizen has the right to assemble peacefully and without arms, which encompasses the right to hold public meetings, demonstrations, and processions. This freedom may only be exercised on public land and must be conducted peacefully and without weapons. The provision does not extend to violent, disorderly, or riotous assemblies, or those that cause a breach of public peace or involve arms. Importantly, this right does not include the right to strike.
The State can impose reasonable restrictions on the exercise of the right to assembly for two primary reasons: the sovereignty and integrity of India and the maintenance of public order, including traffic management in the area.
Under Section 144 of the Criminal Procedure Code (1973), a magistrate can prohibit an assembly, meeting, or procession if there is a risk of obstruction, annoyance, danger to human life, health or safety, public disturbance, or riot. Additionally, according to Section 141 of the Indian Penal Code, an assembly of five or more persons is deemed unlawful if its objective is to:
(a) Resist the execution of any law or legal process,
(b) Forcibly occupy someone else’s property,
(c) Commit mischief or criminal trespass,
(d) Coerce someone into committing an illegal act, or
(e) Threaten the government or its officials while exercising lawful powers.
All citizens have the right to form associations, unions, or cooperative societies. This encompasses the formation of political parties, companies, partnership firms, societies, clubs, organizations, trade unions, or any collective group. It includes not only the right to create an association or union but also the right to continue being part of one, as well as the negative right to choose not to associate with any group.
The State may impose reasonable restrictions on this right based on grounds of sovereignty and integrity of India, public order, and morality. Within these limitations, citizens enjoy the freedom to form associations for lawful purposes and objectives. However, the right to obtain official recognition of an association is not considered a fundamental right.
The Supreme Court has clarified that trade unions do not have an inherent right to effective bargaining, the right to strike, or the right to declare a lockout. The right to strike can be regulated by appropriate industrial laws.
This freedom grants every citizen the right to move freely throughout the territory of India. Citizens can travel from one state to another or within a state, emphasizing that India functions as a unified entity for its citizens. The objective of this right is to foster a sense of national identity while discouraging regionalism.
Reasonable restrictions on this freedom can be imposed based on two grounds: the interests of the general public and the protection of the interests of scheduled tribes. Entry into tribal areas may be limited to preserve the unique culture, language, customs, and traditions of these tribes, as well as to protect their traditional livelihoods and properties from exploitation.
The Supreme Court has established that the freedom of movement for prostitutes may be restricted on grounds of public health and morality. Additionally, the Bombay High Court upheld restrictions on the movement of individuals affected by AIDS.
The freedom of movement encompasses two dimensions: internal movement (the right to travel within the country) and external movement (the right to leave the country and return). Article 19 specifically protects the internal movement, while the external dimension is addressed under Article 21, which encompasses the right to life and personal liberty.
Every citizen has the right to reside and settle in any part of the territory of India. This right consists of two components: (a) the right to reside anywhere in the country, allowing for temporary stays at any location, and (b) the right to settle in any part of the country, which involves establishing a home or permanent domicile.
The purpose of this right is to eliminate internal barriers within the country and foster a sense of unity and nationalism, thereby discouraging narrow-mindedness.
The State may impose reasonable restrictions on this right based on two grounds: the interests of the general public and the protection of the interests of scheduled tribes. Restrictions may be placed on outsiders’ ability to reside and settle in tribal areas to safeguard the unique culture, language, customs, and traditions of these tribes, as well as to protect their traditional livelihoods and properties from exploitation. In several regions, tribal communities are allowed to manage their property rights according to their customary laws and practices.
The Supreme Court has ruled that certain areas may be restricted for specific individuals, such as prostitutes and habitual offenders.
It’s important to note that the right to residence and the right to movement overlap to some degree; both rights are complementary to one another.
All citizens have the right to practice any profession or engage in any occupation, trade, or business. This right is comprehensive as it encompasses various means of earning a livelihood.
The State can impose reasonable restrictions on this right in the interest of the general public. Additionally, the State has the authority to:
(a) Set professional or technical qualifications required for practicing any profession or carrying out any occupation, trade, or business.
(b) Undertake any trade, business, industry, or service, either exclusively (completely or partially) or in competition with citizens.
Consequently, there is no basis for objection when the State operates a trade, business, industry, or service either as a monopoly or in competition with individual citizens. The State is not obligated to justify its monopoly.
However, this right does not extend to engaging in professions, businesses, trades, or occupations that are considered immoral (such as trafficking in women or children) or dangerous (such as dealing in harmful drugs or explosives). The State has the authority to completely prohibit these activities or regulate them through licensing.
Article 20 of the Indian Constitution provides protections against arbitrary and excessive punishment for individuals, whether they are citizens, foreigners, or legal entities like companies or corporations. This article includes three key provisions:
(a) No Ex-Post-Facto Law: No individual shall be convicted of any offense except for violating a law that was in effect at the time the act was committed, nor shall they be subjected to a penalty greater than what was prescribed by that law at that time. An ex-post-facto law imposes retroactive penalties on acts already committed or increases penalties for such acts. This prohibition applies specifically to criminal laws and does not extend to civil or tax laws, meaning civil liabilities or taxes can be applied retroactively. However, this provision protects against conviction or sentencing under an ex-post-facto criminal law but does not prevent a trial based on such laws. Furthermore, this protection does not apply in cases of preventive detention or when demanding security from an individual.
(b) No Double Jeopardy: No person shall be prosecuted or punished more than once for the same offense. This protection is applicable only in court or judicial tribunal proceedings, and does not apply to trials before departmental or administrative bodies, as they are not judicial in nature.
(c) No Self-Incrimination: No person accused of an offense shall be forced to be a witness against themselves. This protection encompasses both oral and documentary evidence. However, it does not extend to (i) the compulsory production of material objects, (ii) the requirement to provide thumb impressions, specimen signatures, or blood samples, and (iii) the mandatory exhibition of the body. Additionally, this protection is limited to criminal proceedings and does not apply to civil cases or non-criminal proceedings.
Article 21 of the Indian Constitution states that no person shall be deprived of their life or personal liberty except according to a procedure established by law. This right is available to both citizens and non-citizens.
In the landmark Gopalan case (1950), the Supreme Court interpreted Article 21 narrowly, holding that its protection applied only against arbitrary executive action, allowing deprivation of life and personal liberty through established laws. This interpretation was based on the phrase “procedure established by law,” which differs from the “due process of law” found in the American Constitution. Consequently, laws outlining procedures could not be contested on grounds of being unreasonable, unfair, or unjust. The Court also defined “personal liberty” as relating only to the individual’s physical body.
However, in the Menaka case (1978), the Supreme Court reexamined its stance, adopting a broader interpretation of Article 21. The Court ruled that the right to life and personal liberty can be curtailed by law, provided that the prescribed procedure is reasonable, fair, and just. This introduced the concept of “due process of law” into Indian jurisprudence, expanding protections against both arbitrary executive and legislative actions. Furthermore, the Court determined that the “right to life” includes the right to live with dignity, encompassing all facets that contribute to a meaningful and complete life. The term “personal liberty” was found to be extensive, covering various rights integral to individual freedoms.
The Supreme Court has since reaffirmed its ruling in the Menaka case in subsequent judgments and has identified several rights as part of Article 21, including:
These rights contribute significantly to ensuring respect for life and personal liberty, reinforcing the fundamental ethos of human dignity and socio-economic justice in India.
liberty of a person can be deprived by a law provided the procedure prescribed by law is reasonable, fair and just.
Parameter | Procedure Established by Law | Due Process of Law |
Origin | British Constitution | United States Constitution |
Scope | Does not assess whether laws are fair, just, or non-arbitrary; only checks if the procedure is followed. | Examines both the procedural and substantive aspects to ensure the law is fair, just, and non-arbitrary. |
Role of Judiciary | Judiciary evaluates only the procedure used to enact the law. | Judiciary assesses both the procedure and the fairness of the law’s content. |
Protection | Protects citizens’ rights against arbitrary actions of the executive. | Protects citizens’ rights against arbitrary actions of both the executive and the legislature. |
Constitutional Provision | Explicitly provided under Article 21 of the Indian Constitution. | Not explicitly mentioned in the Indian Constitution, but interpreted and enforced through judicial activism. |
Bail
Categories of bail:
Eg: minor traffic violations, simple assault, and certain types of property offences.
Non-bailable Offences:
*Not available to enemy aliens or under preventive detention.
– Beyond 3 months report of advisory board needed
– Board to consist Judges of High court
Article 23 upholds the dignity of individuals and reinforces the right to freedom and equality enshrined in the Constitution. It empowers the State to legislate against trafficking and forced labour, leading to landmark laws such as:
It makes provisions for religious instruction in different categories of educational institutions, as described below:
It provides that:
As noted by the Supreme Court, the use of the phrase ‘section of citizens’ in the Article means that it applies to minorities as well as the majority. Thus, the scope of this article is not necessarily restricted to minorities only.
It is to be noted that the protection under this provision is confined only to minorities (religious or linguistic) and does not extend to any section of citizens (as under Article 29).
It confers the right to remedies for the enforcement of the fundamental rights in case of violation of the same. It makes the following provisions regarding the same:
The Directive Principles of State Policy are outlined in Part IV of the Indian Constitution, specifically from Articles 36 to 51. The framers of the Constitution drew inspiration for these principles from the Irish Constitution of 1937, which itself had adapted them from the Spanish Constitution. Dr. B.R. Ambedkar referred to these principles as “novel features” of the Indian Constitution, highlighting their significance. Together with Fundamental Rights, the Directive Principles embody the philosophy of the Constitution and are considered its soul. Granville Austin has described these principles and Fundamental Rights as the “Conscience of the Constitution.”
The term “Directive Principles of State Policy” signifies the ideals that the State should consider when formulating policies and enacting laws. They serve as constitutional directives or recommendations for the State in legislative, executive, and administrative matters. According to Article 36, the term “State” in Part IV has the same meaning as in Part III, which encompasses the legislative and executive branches of the central and state governments, as well as all local authorities and public authorities in the country.
The Directive Principles are similar to the “Instrument of Instructions” outlined in the Government of India Act of 1935. Dr. B.R. Ambedkar likened the Directive Principles to these instruments that provided guidance to the Governor-General and provincial governors under British rule. The key distinction is that the Directive Principles serve as instructions directed at the legislature and executive.
The Directive Principles provide a thorough economic, social, and political framework for a modern democratic state. Their objectives align with the high ideals of justice, liberty, equality, and fraternity as expressed in the Preamble of the Constitution. They promote the vision of a “welfare state,” in contrast to the “police state” that existed under colonial rule, aiming to foster economic and social democracy in India.
These principles are non-justiciable, meaning they are not legally enforceable by the courts. Consequently, governments (central, state, and local) cannot be compelled to implement them. Nevertheless, Article 37 of the Constitution asserts that these principles are fundamental to the governance of the country and states that it is the duty of the State to apply them when creating laws.
Although Directive Principles are non-justiciable, they assist the courts in analyzing and determining the constitutional validity of laws. The Supreme Court has ruled that if a law seeks to implement a Directive Principle, it may be deemed “reasonable” in relation to Article 14 (equality before law) or Article 19 (freedoms), thus protecting the law from being declared unconstitutional.
These features underscore the importance of Directive Principles as guiding standards for policy-making and governance, while also reflecting the broader objectives of justice, equality, and democracy within the Indian constitutional framework.
While the Indian Constitution does not formally classify the Directive Principles of State Policy, they can be categorized into three broad groups based on their content and objectives: socialistic, Gandhian, and liberal-intellectual.
These principles are rooted in the ideology of socialism and lay out the framework for a democratic socialist state aimed at achieving social and economic justice while working towards a welfare state. They direct the state to:
(a) The right to adequate means of livelihood for all citizens.
(b) Equitable distribution of community resources for the common good.
(c) Prevention of wealth concentration and control over production.
(d) Equal pay for equal work regardless of gender.
(e) Protection of the health and well-being of workers and children from exploitation.
(f) Opportunities for healthy development for children (Article 39).
3. Promote equal justice and ensure free legal aid for the poor (Article 39A).
4. Secure the right to work, education, and public assistance in cases of unemployment, old age, sickness, and disability (Article 41).
5. Provide just and humane working conditions and maternity relief (Article 42).
6. Ensure a living wage, a decent standard of living, and social and cultural opportunities for all workers (Article 43).
7. Facilitate workers’ participation in industry management (Article 43A).
8. Enhance nutrition levels and improve public health (Article 47).
These principles reflect Gandhian philosophy and embody the vision for societal reconstruction that Gandhi articulated during India’s national movement. They require the State to:
This category embodies the principles of liberalism, directing the state to:
These classifications illuminate the diverse objectives embedded within the Directive Principles, which collectively aim to foster a just and equitable society in India.
The 42nd Amendment Act of 1976 introduced four new Directive Principles to the Indian Constitution, emphasizing the role of the State in achieving various social and economic goals. These principles require the State to:
The 44th Amendment Act of 1978 added another important Directive Principle that mandates the State to minimize inequalities in income, status, facilities, and opportunities (Article 38).
The 86th Amendment Act of 2002 redefined Article 45 to make elementary education a Fundamental Right under Article 21A, requiring the State to provide early childhood care and education for all children until they reach the age of six.
The 97th Amendment Act of 2011 introduced a new Directive Principle related to cooperative societies, instructing the State to promote the voluntary formation, autonomous functioning, democratic control, and professional management of cooperatives (Article 43B).
Sir B.N. Rau, the Constitutional Advisor to the Constituent Assembly, proposed that individual rights should be divided into two categories: justiciable and non-justiciable. This was accepted by the Drafting Committee, resulting in Fundamental Rights, which are justiciable and found in Part III, and Directive Principles, which are non-justiciable and found in Part IV of the Constitution.
While Directive Principles are not legally enforceable, Article 37 makes clear that these principles are fundamental in governance and that it is the State’s duty to apply them when making laws. This creates a moral obligation for state authorities, with public opinion serving as the real force behind their implementation. As Alladi Krishna Swamy Ayyar noted, a government accountable to the public cannot afford to overlook the provisions in Part IV of the Constitution. Dr. B.R. Ambedkar also pointed out that a government reliant on popular support must consider Directive Principles when shaping policies, as neglecting them would require justification to the electorate.
The framers of the Constitution chose to make Directive Principles non-justiciable and legally unenforceable for several reasons:
Consequently, the Constitution-makers adopted a pragmatic approach, believing that public awareness and opinion would be more effective for the realization of these principles than legal enforcement mechanisms.
The Directive Principles of State Policy have faced criticism from several members of the Constituent Assembly and various constitutional experts for the following reasons:
1. Lack of Legal Force:
The non-justiciable nature of the Directive Principles has been a primary point of criticism. K.T. Shah referred to them as “pious superfluities,” likening them to “a cheque on a bank, payable only when the resources permit.” Similarly, Nasiruddin criticized them as being “no better than New Year’s resolutions, broken shortly after being made.” T.T. Krishnamachari described them as “a veritable dustbin of sentiments,” while K.C. Wheare considered them a “manifesto of aims and aspirations,” viewing them as mere “moral homily.” Ivor Jennings regarded them as “pious aspirations.”
These criticisms highlight concerns regarding the effectiveness and real-world applicability of the Directive Principles in promoting social justice and welfare in India.
The Directive Principles of State Policy, while significant, have faced criticism from various members of the Constituent Assembly and constitutional experts on several grounds:
Despite the criticisms, Directive Principles are considered essential to the Constitution for several reasons:
Additionally, Directive Principles contribute to governance in various ways:
In summary, while the Directive Principles face criticism, their importance in establishing accountability, guiding governance, and promoting social justice remains widely recognized.
The differing nature of Fundamental Rights, which are justiciable, versus Directive Principles, which are non-justiciable, has led to a longstanding conflict since the Constitution came into effect. While Fundamental Rights can be enforced through the judiciary, Directive Principles are moral obligations for the state to implement, as stated in Article 37.
In the landmark Champakam Dorairajan case (1951), the Supreme Court ruled that in the event of a conflict between Fundamental Rights and Directive Principles, Fundamental Rights will take precedence. The Court declared that Directive Principles must conform to the Fundamental Rights and serve as subordinate to them. However, the Court acknowledged that Fundamental Rights could be amended by Parliament through constitutional amendments. This led to the enactment of the First Amendment Act (1951), the Fourth Amendment Act (1955), and the Seventeenth Amendment Act (1964) to enable the implementation of some Directive Principles.
A significant shift occurred with the Supreme Court’s ruling in the Golaknath case (1967). The Court determined that Parliament cannot abolish or reduce any Fundamental Rights, deeming them “sacrosanct.” This decision indicated that Fundamental Rights could not be amended to facilitate the implementation of Directive Principles.
In response to the Golaknath judgement, Parliament enacted the 24th Amendment Act (1971), which asserted that it had the authority to abridge or eliminate any Fundamental Rights through constitutional amendments. The 25th Amendment Act (1971) introduced a new Article 31C, which contained two key provisions:
However, in the Kesavananda Bharati case (1973), the Supreme Court ruled the second provision of Article 31C as unconstitutional and invalid, affirming that judicial review is a basic feature of the Constitution and cannot be removed. Conversely, the first provision of Article 31C was upheld as constitutional and valid.
This interplay between Fundamental Rights and Directive Principles demonstrates the ongoing legal and constitutional tensions regarding individual rights and state mandates in India’s governance.
Fundamental Rights | Directive Principles |
1. These rights are negative, as they restrict the State from taking certain actions. | 1. These principles are positive, as they mandate the State to take specific actions. |
2. They are justiciable, meaning they can be legally enforced by courts in the event of violations. | 2. They are non-justiciable, indicating that they are not legally enforceable by courts for violations. |
3. Their primary aim is to establish political democracy in the country. | 3. Their goal is to establish social and economic democracy in the country. |
4. Fundamental Rights carry legal sanctions, ensuring their enforceability through the judiciary. | 4. Directive Principles carry moral and political sanctions, which do not provide for legal enforcement. |
5. They focus on the welfare of the individual, making them personal and individualistic in nature. | 5. They emphasize the welfare of the community, rendering them societal and socialistic. |
6. They do not require specific legislation for their enforcement; they are automatically recognized. | 6. They necessitate legislation for implementation, and their enforcement is not automatic. |
7. Courts are obligated to declare any law violating Fundamental Rights as unconstitutional and invalid. | 7. Courts cannot declare laws violating Directive Principles as unconstitutional; however, they can uphold the validity of laws enacted to implement these principles. |
This distinction highlights the different roles that Fundamental Rights and Directive Principles play within the constitutional framework of India, showcasing their unique contributions to governance and the protection of individual and societal interests.
The 42nd Amendment Act of 1976 expanded the first provision of Article 31C, extending its protection to include any law enacted to implement any of the Directive Principles, rather than limiting it to those specified in Article 39(b) and (c). This amendment effectively granted legal primacy and supremacy to the Directive Principles over Fundamental Rights established in Articles 14, 19, and 31.
However, this extension was later declared unconstitutional and invalid by the Supreme Court in the Minerva Mills case (1980). As a result, Directive Principles were reaffirmed as subordinate to Fundamental Rights. Nevertheless, the court held that while Article 14 (equality before law) and Article 19 (protection of certain freedoms) were viewed as subordinate to the Directive Principles outlined in Article 39(b) and (c), Article 31 (right to property) was abolished by the 44th Amendment Act (1978).
In the Minerva Mills case, the Supreme Court articulated that “the Indian Constitution is founded on the bedrock of the balance between Fundamental Rights and Directive Principles.” The court emphasized that both elements are critical to the commitment to social revolution, likening them to “two wheels of a chariot” that must maintain harmony. The court warned that granting absolute dominance to one over the other would disrupt the Constitution’s balance, with both being integral to realizing the goals laid out in the Directive Principles without negating the means provided by Fundamental Rights.
Currently, it stands that Fundamental Rights hold supremacy over Directive Principles. However, this does not imply that Directive Principles cannot be implemented. Parliament has the authority to amend Fundamental Rights to facilitate the implementation of Directive Principles, provided such amendments do not compromise or undermine the Constitution’s basic structure.
Since 1950, successive governments at both the Centre and the state levels have enacted various laws and developed numerous programs aimed at implementing the Directive Principles of State Policy. Key initiatives include:
1. Planning Commission:
Established in 1950, the Planning Commission focused on the planned development of the country. Its successive Five-Year Plans aimed to secure social and economic justice while reducing inequalities in income, status, and opportunities. In 2015, the Planning Commission was replaced by NITI Aayog (National Institution for Transforming India).
2. Land Reform Laws:
Nearly all states have enacted land reform legislation to transform the agrarian landscape and improve the living conditions of rural populations. These measures include:
(a) Abolition of intermediaries such as zamindars, jagirdars, and inamdars.
(b) Tenancy reforms that provide security of tenure and fair rent.
(c) Imposition of ceilings on land holdings.
(d) Distribution of surplus land to landless laborers.
(e) Promotion of cooperative farming.
3. Labor Protection Laws:
Various laws have been enacted to safeguard the rights and interests of workers, including:
In 2006, the government banned child labor, and in 2016, the Child Labour Prohibition and Regulation Act (1986) was renamed the Child and Adolescent Labour Prohibition and Regulation Act.
4. Women’s Rights:
The Maternity Benefit Act (1961) and the Equal Remuneration Act (1976) were enacted to protect the rights and interests of women workers.
5. Utilization of Financial Resources:
Various steps have been taken to utilize financial resources for public welfare, including:
6. Legal Aid:
The Legal Services Authorities Act (1987) established a nationwide network to provide free and competent legal aid to the poor and organized lok adalats for promoting equal justice. Lok adalats serve as statutory forums for resolving legal disputes amicably, carrying the status of civil courts. Their awards are enforceable, binding the parties involved, with no right to appeal.
7. Promotion of Cottage Industries:
Various boards and commissions, such as the Khadi and Village Industries Board, Khadi and Village Industries Commission, Small-Scale Industries Board, National Small Industries Corporation, Handloom Board, Handicrafts Board, Coir Board, and Silk Board, have been established to foster the development of cottage industries in rural areas.
These initiatives illustrate the commitment of the Indian government to implement the Directive Principles of State Policy, aiming to create a welfare state that promotes social and economic equity across the nation.
The Government of India has launched various programs and enacted laws aimed at improving the standard of living, safeguarding the environment, and promoting social justice. Here are some key initiatives and acts:
Various national-level commissions have been formed to advocate for the social, educational, and economic interests of weaker sections, including:
These measures reflect India’s commitment to social justice, development, and the protection of its cultural and natural resources.
Healthcare Initiatives:
Animal Welfare Legislation:
Old Age Pension Schemes:
Foreign Policy:
Despite these efforts by both the Central and state governments, the full and effective implementation of Directive Principles has faced challenges. Key obstacles include inadequate financial resources, unfavorable socio-economic conditions, population growth, and strained Centre-state relations.
In addition to the Directive Principles outlined in Part IV of the Constitution, there are several other directives included in different parts of the Constitution. These are:
These directives are non-justiciable, meaning they cannot be enforced through the courts. Nevertheless, they are regarded with equal importance and attentiveness by the judiciary, underlining the notion that all parts of the Constitution should be considered collectively.