The emergency provisions are outlined in Part XVIII of the Indian Constitution, specifically Articles 352 to 360. These provisions empower the Central government to address any abnormal situations effectively. The rationale behind these provisions is to protect the sovereignty, unity, integrity, and security of the nation, as well as to uphold the democratic political system and the Constitution itself.
During an emergency, the Central government gains extensive powers, effectively placing states under its total control. This transition transforms the federal structure into a unitary system without requiring a formal constitutional amendment. This unique ability for the political system to shift from federal during normal times to unitary during an emergency distinguishes the Indian Constitution. Dr. B.R. Ambedkar noted in the Constituent Assembly that, unlike other federal systems (such as the American system), which remain rigidly federal regardless of circumstances, the Indian Constitution is flexible enough to operate as both unitary and federal as the situation demands.
The Constitution recognizes three types of emergencies:
Under Article 352, the President can declare a national emergency when the security of India or a part of it is threatened by war, external aggression, or armed rebellion. The President can act even in anticipation of war or aggression if there is imminent danger. Additionally, the President can issue multiple proclamations based on war, external aggression, or armed rebellion, regardless of any prior proclamations in effect—this provision was added by the 38th Amendment Act of 1975.
When a national emergency is declared due to war or external aggression, it is referred to as an External Emergency. Conversely, if the emergency stems from armed rebellion, it is termed an Internal Emergency. A proclamation can apply nationwide or to a specific region; the 42nd Amendment Act of 1976 allows such an emergency to be limited to certain areas.
Initially, the Constitution allowed for a proclamation based on “internal disturbance,” but this term was deemed vague. Therefore, the 44th Amendment Act of 1978 replaced “internal disturbance” with “armed rebellion,” prohibiting declarations of national emergency on the former basis.
The President must issue a proclamation after receiving a written recommendation from the Cabinet, meaning that the emergency can only be declared with Cabinet approval, not solely on the Prime Minister’s advice. In 1975, Prime Minister Indira Gandhi advised the President to declare an emergency without consulting her Cabinet, which was informed afterward. The 44th Amendment Act of 1978 established this safeguard to prevent unilateral decisions by the Prime Minister.
The 38th Amendment Act of 1975 initially made national emergency declarations immune from judicial review, but this provision was repealed by the 44th Amendment Act of 1978. The Supreme Court later ruled in the Minerva Mills case (1980) that a national emergency declaration can be challenged in court if it is based on bad faith or irrelevant, absurd facts.
The proclamation of emergency must be approved by both Houses of Parliament within one month of its issuance. This approval period was shortened from two months by the 44th Amendment Act of 1978. If the emergency is declared while the Lok Sabha is dissolved, it remains in effect for 30 days after the first sitting of the reconstituted Lok Sabha, provided the Rajya Sabha has approved it in the meantime.
Once both Houses approve the emergency, it lasts for six months and may be extended indefinitely with biannual parliamentary approval. This requirement for periodic approval was also introduced by the 44th Amendment Act of 1978, as previously, an emergency could last as long as the Cabinet desired after initial parliamentary approval.
If the Lok Sabha is dissolved during the six-month period without further approval, the proclamation continues until 30 days following the Lok Sabha’s reconvening, contingent upon Rajya Sabha approval.
Every resolution to approve or extend the emergency must be passed by a special majority, defined as: (a) A majority of the total membership of the House, and (b) At least two-thirds of the members present and voting.
This requirement for a special majority was established by the 44th Amendment Act of 1978, whereas earlier resolutions could be passed by a simple majority.
A proclamation of emergency can be revoked at any time by the President through a subsequent proclamation that does not require parliamentary approval. However, if the Lok Sabha passes a resolution disapproving the continuation of the emergency, the President is obligated to revoke the proclamation. This safeguard was introduced by the 44th Amendment Act of 1978, which previously allowed the President to revoke a proclamation unilaterally without Lok Sabha oversight.
Additionally, the 44th Amendment provides that if one-tenth of Lok Sabha members submit a written notice to the Speaker (or the President if the House is not in session), a special sitting must be convened within 14 days to consider a resolution disapproving the proclamation’s continuation.
There are two key differences between a resolution of disapproval and a resolution approving the continuation of a proclamation:
A proclamation of emergency has significant and far-reaching effects on the political system, which can be categorized as follows:
Effect on Centre-State Relations
During a national emergency, the regular dynamics of Centre-state relations undergo significant changes, which can be analyzed in three areas: executive, legislative, and financial.
(a) Executive: The Centre’s executive power expands to include directing states on how to exercise their executive powers. While normally the Centre can issue directions on specified matters, during an emergency, it can direct states on any issue. Although state governments remain in place, they fall under the complete authority of the Centre.
(b) Legislative: Parliament gains the ability to legislate on matters within the State List during an emergency. Although a state legislature’s legislative power is not suspended, it becomes subordinate to Parliament’s overriding authority. This situation represents a shift from a federal to a unitary structure. Laws enacted by Parliament on state subjects during this period will become ineffective six months after the emergency concludes. Furthermore, the President may issue ordinances on state subjects if Parliament is not in session during the emergency.
(c) Financial: The President can alter the constitutional distribution of revenues between the Centre and the states during an emergency. This allows for the reduction or cancellation of financial transfers from the Centre to the states, effective until the end of the financial year in which the emergency ends. All such orders must be presented to both Houses of Parliament.
The 42nd Amendment Act of 1976 extended the effects of executive and legislative powers during an emergency not only to the state where the emergency is declared but also to other states.
During a National Emergency, the term of the Lok Sabha can be extended beyond its usual five-year duration by a law of Parliament, with extensions allowed for one year at a time. However, this extension cannot exceed six months after the emergency ends. For example, the Fifth Lok Sabha (1971–1977) saw its term extended twice by one year each time.
Similarly, a state legislative assembly’s normal tenure of five years can be extended by one year at a time during a national emergency, subject to the same six-month post-emergency limit.
Articles 358 and 359 of the Constitution describe the impact of a National Emergency on Fundamental Rights.
These provisions aim to balance the need for security during emergencies with the protection of fundamental rights.
The differences between Articles 358 and 359 of the Indian Constitution are as follows:
Similarity: Both articles provide immunity from legal challenges only for laws related to the Emergency and protect executive actions taken under such laws.
National Emergency has been declared in India three times:
The 1975 Emergency led to significant controversy and criticisms of Emergency powers misuse. In response, the 44th Amendment Act of 1978 introduced safeguards against such abuse following recommendations by the Shah Commission, which concluded the Emergency was unjustified. These reforms aimed to prevent the recurrence of similar circumstances.
Article 355 of the Indian Constitution imposes a duty on the Central Government to ensure that the governance of every state aligns with the Constitution’s provisions. When a state fails to comply, the Centre may assume control under Article 356, commonly known as ‘President’s Rule’ or sometimes as ‘State Emergency’ or ‘Constitutional Emergency.’
President’s Rule can be invoked based on two grounds:
A proclamation of President’s Rule must be ratified by both Houses of Parliament within two months. If issued when the Lok Sabha is dissolved or dissolves during this period without approval, the proclamation remains valid for 30 days following the Lok Sabha’s reconstitution, assuming the Rajya Sabha approves in the meantime.
Once approved, President’s Rule can last for six months and can be extended for up to three years with parliamentary approval every six months. Should the Lok Sabha dissolve during a six-month period without extending President’s Rule, the proclamation remains valid for 30 days after the Lok Sabha’s reconstitution, if extended by the Rajya Sabha in the interim.
Approvals for President’s Rule or its extension require a simple majority in both Houses, meaning more supporting votes than opposing votes from those present and voting.
The 44th Amendment Act of 1978 introduced conditions constraining Parliament’s ability to extend President’s Rule beyond one year. Extensions beyond one year, by six-month intervals, are allowed only if:
The President may revoke President’s Rule at any time through a new proclamation, which does not require parliamentary approval.
When President’s Rule is imposed in a state, the President gains several extraordinary powers:
1. Assumption of State Functions
As a result of these powers, when President’s Rule is enforced, the President dismisses the state council of ministers, which is led by the chief minister. The governor of the state administers affairs on behalf of the President, assisted by the chief secretary or advisors appointed by the President. This action is why the proclamation under Article 356 is often referred to as the imposition of “President’s Rule.”
When the state legislature is suspended or dissolved, the following actions can occur:
Any law enacted by Parliament, the President, or another specified authority during President’s Rule remains in effect even after the proclamation ends. This implies that such laws do not expire when the President’s Rule is lifted but can be repealed, amended, or re-enacted by the state legislature.
Aspect | National Emergency (Article 352) | President’s Rule (Article 356) |
Grounds for Proclamation | Can be proclaimed only when the security of India or any part is threatened by war, external aggression, or armed rebellion. | Can be proclaimed when the government of a state cannot operate in accordance with the Constitution for reasons unrelated to war, aggression, or rebellion. |
Functioning of State Government | During its operation, the state executive and legislature continue to function and exercise their powers under the Constitution. The Centre gains concurrent powers of administration and legislation in the state. | During its operation, the state executive is dismissed, and the state legislature is either suspended or dissolved. The President administers the state through the governor, and Parliament makes laws for the state, assuming both executive and legislative powers. |
Law-Making Powers | Under a National Emergency, Parliament can make laws on subjects in the State List directly. | Under President’s Rule, Parliament can delegate law-making powers for the state to the President or another designated authority. Typically, laws are made in consultation with Parliament members from that state, referred to as President’s Acts. |
Duration of Operation | No maximum period prescribed; can continue indefinitely with Parliament’s approval every six months. | Maximum duration is three years; must end after this period, and normal constitutional machinery must be restored in the state. |
Impact on Relationship with the Centre | Modifies the relationship between the Centre and all states. | Modifies the relationship between only the state under President’s Rule and the Centre. |
Parliamentary Approval for Proclamation | Requires a resolution approving the proclamation or its continuance to be passed by a special majority. | Requires a resolution approving the proclamation or its continuance to be passed by a simple majority. |
Impact on Fundamental Rights | Affects Fundamental Rights of citizens. | Has no effect on Fundamental Rights of citizens. |
Revocation Provisions | Lok Sabha can pass a resolution for its revocation. | Can be revoked by the President independently; no provision for Lok Sabha involvement in revocation. |
This comparison highlights the key distinctions between National Emergency and President’s Rule, illustrating the scope, implications, and processes involved in each situation.
President’s Rule was first imposed in Punjab in 1951, and since then, it has been enacted in nearly all states at least once. The details of these implementations can be found in Table 16.2 at the end of this chapter.
After the internal emergency, general elections for the Lok Sabha were held in 1977, resulting in the Congress Party’s loss and the rise of the Janata Party led by Morarji Desai. The new government imposed President’s Rule in nine states where the Congress Party held power, citing that the state assemblies no longer reflected the electorate’s wishes. Subsequently, when the Congress Party returned to power in 1980, it imposed President’s Rule in the same nine states on identical grounds.
In 1992, President’s Rule was applied in three states governed by the BJP—Madhya Pradesh, Himachal Pradesh, and Rajasthan—by the Congress Party, claiming that these states were not sincerely enforcing a central ban on certain religious organizations. The Supreme Court, in the landmark Bommai Case (1994), upheld the validity of this proclamation on the principle that secularism is a ‘basic feature’ of the Constitution. However, the Court did not uphold President’s Rule in Nagaland (1988), Karnataka (1989), and Meghalaya (1991).
Dr. B.R. Ambedkar, during the Constituent Assembly debates, expressed his hope that the drastic powers granted by Article 356 would remain a “dead letter” and be used only as a last resort. He remarked, “The intervention of the Centre must be deemed to be barred, because that would be an invasion on the sovereign authority of the province (state).” He emphasized that such powers should only be invoked with considerable caution.
Despite these intentions, the reality has shown that what was expected to be a rarely used provision has instead become a frequently applied mechanism against various state governments and assemblies. H.V. Kamath, a Constituent Assembly member, remarked, “Dr. Ambedkar is dead, and the Articles are very much alive.”
The 38th Amendment Act of 1975 initially made the President’s satisfaction regarding the invocation of Article 356 final and beyond judicial scrutiny. However, this provision was subsequently revoked by the 44th Amendment Act of 1978, reinforcing that the President’s satisfaction is subject to judicial review.
In the Bommai Case (1994), the Supreme Court established several key propositions concerning the imposition of President’s Rule under Article 356:
These principles underscore the importance of protecting the federal structure of governance while permitting the Centre to intervene in state affairs under extraordinary circumstances.
Based on the Sarkaria Commission’s report on Centre-state relations (1988) and reinforced by the Supreme Court in the Bommai case (1994), guidelines have been established regarding the proper and improper exercise of power under Article 356, particularly concerning the imposition of President’s Rule in a state.
These distinctions are critical in ensuring that the imposition of President’s Rule is justified and not misused for political gains or arbitrary reasons.
Article 360 of the Indian Constitution empowers the President to proclaim a Financial Emergency if he is satisfied that the financial stability or credit of India, or any part of its territory, is threatened.
The 38th Amendment Act of 1975 initially made the President’s satisfaction regarding the declaration of a Financial Emergency final and not subject to judicial review. However, this provision was removed by the 44th Amendment Act of 1978, indicating that the President’s satisfaction can now be subject to judicial scrutiny.
Parliamentary Approval and Duration A proclamation of Financial Emergency must be approved by both Houses of Parliament within two months of its issuance. If the proclamation is issued when the Lok Sabha is dissolved or if the Lok Sabha dissolves within that two-month period without approval, the proclamation remains in effect for 30 days from the first sitting of the reconstituted Lok Sabha, provided that the Rajya Sabha has approved it in the meantime.
Once both Houses of Parliament approve the proclamation, the Financial Emergency continues indefinitely until revoked. This means:
A resolution approving the Financial Emergency can be passed by either House of Parliament with a simple majority, meaning more members present and voting in favor than against.
The President can revoke a proclamation of Financial Emergency at any time through a subsequent proclamation, which does not require parliamentary approval.
The declaration of a Financial Emergency results in several significant consequences:
Thus, during a financial emergency, the Centre gains comprehensive control over fiscal matters in the states. H.N. Kunzru, a member of the Constituent Assembly, highlighted that the provisions for a financial emergency could pose a significant threat to the financial autonomy of the states. Dr. B.R. Ambedkar commented on this provision’s rationale during the Constituent Assembly discussions, noting its resemblance to the U.S. National Recovery Act of 1933, which aimed to address economic and financial difficulties stemming from the Great Depression.
Despite financial crises in the country, such as the one in 1991, no Financial Emergency has ever been declared.
Members of the Constituent Assembly expressed several criticisms regarding the inclusion of emergency provisions in the Constitution, raising concerns about their potential implications:
However, some members defended the inclusion of emergency provisions. Sir Alladi Krishnaswami Ayyar described them as “the very life-breath of the Constitution,” and Mahabir Tyagi suggested they would act as a “safety valve,” helping to maintain constitutional order.
Dr. B.R. Ambedkar, while defending the emergency provisions, acknowledged the potential for misuse, stating, “I do not altogether deny that there is a possibility of the Articles being abused or employed for political purposes.”
These debates reflect the complex perspectives on the necessity and implications of emergency provisions within the constitutional framework.
Article No. | Subject-matter |
352 | Proclamation of Emergency |
353 | Effect of Proclamation of Emergency |
354 | Application of provisions relating to the distribution of revenues while a Proclamation of Emergency is in operation |
355 | Duty of the Union to protect states against external aggression and internal disturbance |
356 | Provisions in case of failure of constitutional machinery in states |
357 | Exercise of legislative powers under proclamations issued under Article 356 |
358 | Suspension of provisions of Article 19 during Emergencies |
359 | Suspension of the enforcement of the rights conferred by Part III during Emergencies |
359A | Application of this part to the state of Punjab (Repealed) |
360 | Provisions as to Financial Emergency |
This table summarizes key articles related to the emergency provisions in the Indian Constitution, outlining their primary focus and purpose.